Regulation and Compliance Views | Savvy Investor

compliance and regulation

The latest insights into regulation and compliance

Understandably investors’ attention is usually focused on the macroeconomic developments which shape markets. However, changes within the regulatory framework also impact how capital allocation decisions are made. Here are some of the latest insights into key regulatory developments relevant to global investors.

Five Things To Know: Digital Digest August 2023 (State Street)

AI and blockchain can be positives for the financial services industry, but regulatory hurdles remain. Find out more about these considerations in this report.

US Money Market Fund Reform 3.0 (Invesco)

The SEC believes that increased liquidity requirements will better equip money market funds to manage significant and rapid investor redemptions.

PRIIP Regulation – Essential Aspects And Practical Implications (BNP Paribas AM)

PRIIPs are to be sold to retail investors in the EU. They include investment funds, exchange-traded funds (ETFs), structured products and insurance-based investment products.

The Impacts Of Newly Proposed NAIC Regulations (Wellington Management)

In this video, Head of Insurance Multi-Asset Strategy, Tim Antonelli, aims to help insurers navigate the latest regulatory developments.

US Pension Fund Regulations (BlackRock)

For compliance reasons, this paper is only accessible in the United States

Corporations are subject to various rules and regulations in valuing their pension obligations, resulting in disparate present values of pension benefits.

ESG Investing Regulations across the 50 States (Morgan Lewis)

For compliance reasons, this paper is only accessible in the United States

ESG investing has been an area of focus for investors in recent years. ESG investing has also been the target of regulators around the globe.

Requirements under the Regulation on Cross-border Distribution of Funds (ESMA)

This comprehensive ESMA report looks at the regulatory requirements of marketing and communication efforts related to the cross-border distribution of funds.

Italy’s Bank Tax: Some Views (PGIM Fixed Income)

New unexpected policies will impact the Italian banking system, with implications for the whole of Europe.

Risk Retention in the European Securitization Market (ECB)

This paper investigates the impact of the different European regulatory risk retention methods on the credit ratings and pricing of securitization tranches at the time of issuance.

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